March 2024,
Nathalie Scott obtains ACAD’s certification in Boards and Corporate Governance.
August 2022,
American International Club luncheon
Nathalie Scott meets US Ambassador Miller.
February 2020,
SEC Hot Topics for Swiss Advisers
What you need to know, and why:
Change is happening. – SEC registered Swiss advisers must comply with the U.S. Investment Advisers Act of 1940 and the rules thereunder. In this FREE presentation, we explore the hot topics for Swiss firms and set out what you need to know, and why.
- Status of the moratorium on SEC registration
- New Swiss laws and FINMA oversight
- Consequences of FINMA-SEC information sharing and impact on RIAs
- SEC compliance expectations
- OCIE exams and enforcement hot topics
October 2019,
ARIF
Nathalie Scott, Guest speaker at ARIF, Association Romande des Intermédiaires Financiers.
September 2019,
Swiss American Chamber of Commerce
Nathalie Scott meets US Ambassador Edward T. McMullen, Jr. at AmCham luncheon.