March 2024
Nathalie Scott obtains ACAD’s certification in Boards and Corporate Governance.
August 2022
American International Club luncheon.
Nathalie Scott meets US Ambassador Miller.
February 2020
SEC Hot Topics for Swiss Advisers What you need to know, and why
Change is happening. – SEC registered Swiss advisers must comply with the U.S. Investment Advisers Act of 1940 and the rules thereunder. In this FREE presentation, we explore the hot topics for Swiss firms and set out what you need to know, and why.
- Status of the moratorium on SEC registration
- New Swiss laws and FINMA oversight
- Consequences of FINMA-SEC information sharing and impact on RIAs
- SEC compliance expectations
- OCIE exams and enforcement hot topics
October 2019
ARIF
Nathalie Scott, Guest speaker at ARIF, Association Romande des Intermédiaires Financiers.
September 2019
Swiss American Chamber of Commerce.
Nathalie Scott meets US Ambassador Edward T. McMullen, Jr. at AmCham luncheon.
